Thread: Quick question
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Old September 10, 2021, 11:17 PM   #4
raimius
Senior Member
 
Join Date: January 27, 2008
Posts: 2,169
What does the Form 1 or Form 4 list it as? If it is an AOW, REMOVE the stock--otherwise you have an unregistered SBR. If it is a registered SBR, you are good.
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